Onsite Audits Temporarily Suspended

Onsite Audits Suspended Due to COVID-19

Due to the ongoing impact of the COVID-19 pandemic, the New York State Department of Financial Services has temporarily suspended the onsite audit requirement. To ensure that your audit is still completed timely, please use our Audit Document Upload feature to conveniently and securely upload your audit documents. Once we receive your records, we will perform the audit and contact you as needed if we have any questions. At the end of your audit, we will review the outcome with you before we finalize it.

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